SFC Licences of XIA Peng 夏鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 | RE | 1 | 11 September 2023 | |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 | RE | 9 | 07 August 2023 | |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 | RE | 4 | 07 August 2023 | |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 9 | 15 June 2023 | 14 July 2023 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 4 | 15 June 2023 | 14 July 2023 |
| Profit Access Investments Limited 啓利投資有限公司 | RE | 9 | 21 September 2022 | 30 May 2023 |
| Profit Access Investments Limited 啓利投資有限公司 | RE | 4 | 10 August 2022 | 30 May 2023 |
| Profit Access Investments Limited 啓利投資有限公司 | RE | 1 | 10 August 2022 | 19 September 2022 |