SFC Licences of JIANG Nory Yu Yang 江與楊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 14 November 2022 10 February 2023
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 14 November 2022 10 February 2023
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 07 March 2022 15 July 2022
Morgan Stanley Hong Kong Securities Limited RE 1 07 March 2022 15 July 2022
Morgan Stanley Hong Kong Securities Limited RE 2 07 March 2022 15 July 2022
Morgan Stanley Hong Kong Securities Limited RE 7 07 March 2022 15 July 2022