SFC Licences of JIANG Nory Yu Yang 江與楊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 14 November 2022 | 10 February 2023 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 14 November 2022 | 10 February 2023 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 March 2022 | 15 July 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 07 March 2022 | 15 July 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 07 March 2022 | 15 July 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 07 March 2022 | 15 July 2022 |