SFC Licences of WANG Ni 王妮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Manulife General Account Investments (HK) Limited | RE | 9 | 30 August 2023 | |
| Manulife General Account Investments (HK) Limited | RE | 4 | 30 August 2023 | |
| Manulife General Account Investments (HK) Limited | RE | 1 | 30 August 2023 | |
| UBS Securities Hong Kong Limited | RE | 1 | 29 March 2022 | 23 June 2023 |
| UBS Securities Asia Limited | RE | 1 | 29 March 2022 | 23 June 2023 |