SFC Licences of TSAI Tsung-An 蔡宗岸

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Conning Asia Pacific Limited 康利亞太有限公司 RO 1 08 September 2022 25 June 2023
Conning Asia Pacific Limited 康利亞太有限公司 RO 4 08 September 2022 25 June 2023
Conning Asia Pacific Limited 康利亞太有限公司 RO 9 08 September 2022 25 June 2023
Conning Asia Pacific Limited 康利亞太有限公司 RE 9 14 June 2022 08 September 2022
Conning Asia Pacific Limited 康利亞太有限公司 RE 4 14 June 2022 08 September 2022
Conning Asia Pacific Limited 康利亞太有限公司 RE 1 14 June 2022 08 September 2022