SFC Licences of CHEN Hua 陳華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 4 | 28 April 2023 | |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 2 | 28 April 2023 | |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 28 April 2023 | |
| CNI Global Assets Management Limited 中國北方環球資產管理有限公司 | RE | 9 | 15 December 2022 | |
| CNI Global Capital Limited 中國北方環球資本有限公司 | RE | 6 | 25 August 2022 |