SFC Licences of TONG Shi 童詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 12 July 2023 | |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 12 July 2023 | |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 12 July 2023 | |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 08 July 2022 | 23 December 2022 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 08 July 2022 | 23 December 2022 |