SFC Licences of TONG Shi 童詩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 4 12 July 2023
CMB International Securities Limited 招銀國際證券有限公司 RE 1 12 July 2023
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 12 July 2023
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 08 July 2022 23 December 2022
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 08 July 2022 23 December 2022