SFC Licences of ZHUANG Ziye 莊子燁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 4 02 March 2023
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 2 02 March 2023
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 9 09 February 2023
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 09 February 2023
First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 RE 9 05 September 2022 31 December 2022
First Prosperous Capital Company Limited 瀚盛資本有限公司 RE 1 05 September 2022 31 December 2022
First Prosperous Capital Company Limited 瀚盛資本有限公司 RE 6 05 September 2022 31 December 2022