SFC Licences of LI Ho Lam 李皓霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 14 March 2023 | 17 October 2023 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 03 March 2023 | 17 October 2023 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 03 March 2023 | 17 October 2023 |
| Vontobel Limited 瑞萬通博有限公司 | RE | 2 | 01 August 2022 | 16 November 2022 |
| Vontobel Limited 瑞萬通博有限公司 | RE | 1 | 01 August 2022 | 16 November 2022 |