SFC Licences of GUO Xiaobei 郭晓北
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
TFI Capital Limited 天風國際資本市場有限公司 | RE | 6 | 10 October 2022 | 31 May 2023 |
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 10 October 2022 | 31 May 2023 |