SFC Licences of WU William Kuen Sheng 吳坤晟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 26 April 2023 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 26 April 2023 | |
Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 22 December 2022 | 22 March 2023 |
Valuable Capital Limited 華盛資本証券有限公司 | RE | 2 | 22 December 2022 | 22 March 2023 |