SFC Licences of WU William Kuen Sheng 吳坤晟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 26 April 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 26 April 2023
Valuable Capital Limited 華盛資本証券有限公司 RE 1 22 December 2022 22 March 2023
Valuable Capital Limited 華盛資本証券有限公司 RE 2 22 December 2022 22 March 2023