SFC Licences of LEE Brian Walter
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 19 May 2023 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 23 November 2022 | 25 November 2022 |