SFC Licences of STEIN Robert Andrew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 14 July 2023 | 02 February 2024 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 09 February 2023 | 14 February 2023 |