SFC Licences of LIM Chuan Ji 林传继
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 7 | 30 October 2023 | |
| UBS Securities Hong Kong Limited | RE | 2 | 30 October 2023 | |
| UBS Securities Hong Kong Limited | RE | 1 | 30 October 2023 | |
| UBS Securities Asia Limited | RE | 2 | 30 October 2023 | |
| UBS Securities Asia Limited | RE | 1 | 30 October 2023 | |
| UBS Securities Asia Limited | RE | 1 | 12 July 2023 | 30 September 2023 |
| UBS Securities Asia Limited | RE | 1 | 03 April 2023 | 30 June 2023 |