SFC Licences of TONG Xiwen 仝锡闻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 01 September 2023 | |
| UBS Securities Hong Kong Limited | RE | 6 | 22 May 2023 | 17 August 2023 |
| UBS Securities Hong Kong Limited | RE | 6 | 21 April 2023 | 08 May 2023 |