SFC Licences of TONG Yi 佟毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Forthright Securities Company Limited 方德證券有限公司 | RE | 1 | 21 March 2024 | |
| Forthright Capital Management Limited 方德資本管理有限公司 | RE | 9 | 21 March 2024 | |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 1 | 16 August 2023 | 01 March 2024 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 4 | 16 August 2023 | 01 March 2024 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 9 | 16 August 2023 | 01 March 2024 |
| Mason Investment Management Limited 茂宸投資管理有限公司 | RE | 1 | 16 August 2023 | 01 March 2024 |
| Mason Investment Management Limited 茂宸投資管理有限公司 | RE | 4 | 16 August 2023 | 01 March 2024 |
| Mason Investment Management Limited 茂宸投資管理有限公司 | RE | 9 | 16 August 2023 | 01 March 2024 |
| Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 06 July 2023 | 01 March 2024 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 9 | 06 July 2023 | 01 March 2024 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 06 July 2023 | 01 March 2024 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 06 July 2023 | 01 March 2024 |