SFC Licences of TAN Xiaoxuan 陳筱暄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 13 June 2023 | 12 March 2024 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 9 | 13 June 2023 | 12 March 2024 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 5 | 13 June 2023 | 12 March 2024 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 4 | 13 June 2023 | 12 March 2024 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 9 | 13 June 2023 | 12 March 2024 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 4 | 13 June 2023 | 12 March 2024 |