SFC Licences of TSUI CHOI KAM 徐彩琴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 4 | 22 December 2023 | 10 March 2024 |
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 22 December 2023 | 10 March 2024 |
Pando Finance Limited 潘渡有限公司 | RE | 1 | 20 July 2023 | 07 August 2023 |
Pando Finance Limited 潘渡有限公司 | RE | 4 | 20 July 2023 | 07 August 2023 |