SFC Licences of LOWE Thomas James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 01 February 2024 | 09 February 2024 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 February 2024 | 09 February 2024 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 February 2024 | 09 February 2024 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 13 September 2023 | 27 September 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 13 September 2023 | 27 September 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 13 September 2023 | 27 September 2023 |