SFC Licences of WU Pan 吳盼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 27 December 2023 | |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 4 | 27 December 2023 | |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 4 | 05 October 2023 | 22 October 2023 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 1 | 05 October 2023 | 22 October 2023 |