SFC Licences of GUILLIARD Joshua Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 1 | 17 October 2023 | 20 October 2023 |
| UBS Securities Asia Limited | RE | 2 | 17 October 2023 | 20 October 2023 |
| UBS Securities Asia Limited | RE | 1 | 17 October 2023 | 20 October 2023 |
| UBS Securities Hong Kong Limited | RE | 2 | 17 October 2023 | 20 October 2023 |