SFC Licences of LAU Chun Wai 劉俊瑋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tullett Prebon (Hong Kong) Limited | RE | 7 | 12 December 2023 | 31 January 2024 |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 12 December 2023 | 31 January 2024 |
| Tullett Prebon (Hong Kong) Limited | RE | 2 | 12 December 2023 | 31 January 2024 |