SFC Licences of CALDWELL Andrew Francis
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited | RE | 9 | 03 January 2024 | |
| North Rock Capital Management (HK) Limited | RE | 1 | 03 January 2024 |