SFC Licences of SBROCCA Daniel Nicholas

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RE 2 11 March 2024 22 March 2024
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RE 1 11 March 2024 22 March 2024