SFC Licences of LI Yan 黎彥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 08 May 2024 | 06 August 2024 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 08 May 2024 | 06 August 2024 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 08 May 2024 | 06 August 2024 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 08 May 2024 | 06 August 2024 |