SFC Licences of LIU Chang 刘畅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 17 September 2024 | 20 September 2024 |
| UBS Securities Hong Kong Limited | RE | 1 | 17 September 2024 | 20 September 2024 |
| UBS Securities Hong Kong Limited | RE | 1 | 27 August 2024 | 30 August 2024 |
| UBS Securities Asia Limited | RE | 1 | 27 August 2024 | 30 August 2024 |