SFC Licenceholders of Excelsior Capital Asia (HK) Limited 溢盛亞洲投資管理有限公司
- john.yang@excelcapasia.com
- Website
- www.excelsiorcapitalasia.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHIU Dicken 趙迪勤 | RE | 4 | 04 September 2018 | |
| CHIU Dicken 趙迪勤 | RE | 9 | 04 September 2018 | |
| CHO Jung Hyung 趙正衡 | RE | 9 | 04 September 2018 | 31 May 2019 |
| CHO Jung Hyung 趙正衡 | RE | 4 | 04 September 2018 | 31 May 2019 |
| FRICK Thomas Rhoads | RE | 9 | 04 September 2018 | 05 January 2022 |
| FRICK Thomas Rhoads | RE | 4 | 04 September 2018 | 05 January 2022 |
| LAWRENCE Gary Martin | RO | 9 | 01 April 2003 | |
| LAWRENCE Gary Martin | RO | 6 | 01 April 2003 | |
| LAWRENCE Gary Martin | RO | 4 | 01 April 2003 | |
| POULIOT Stefan Andre 包成輝 | RE | 9 | 26 November 2021 | 16 February 2023 |
| POULIOT Stefan Andre 包成輝 | RE | 4 | 26 November 2021 | 16 February 2023 |
| YANG Kin Ping, John 楊建平 | RO | 9 | 30 March 2012 | |
| YANG Kin Ping, John 楊建平 | RO | 6 | 30 March 2012 | |
| YANG Kin Ping, John 楊建平 | RO | 4 | 30 March 2012 | |
| YANG Kin Ping, John 楊建平 | RE | 9 | 10 January 2005 | 30 March 2012 |
| YANG Kin Ping, John 楊建平 | RE | 6 | 10 January 2005 | 30 March 2012 |
| YANG Kin Ping, John 楊建平 | RE | 4 | 10 January 2005 | 30 March 2012 |
| YUNG Lai Yee 容麗兒 | RO | 9 | 07 December 2004 | 31 March 2012 |
| YUNG Lai Yee 容麗兒 | RO | 6 | 07 December 2004 | 31 March 2012 |
| YUNG Lai Yee 容麗兒 | RO | 4 | 07 December 2004 | 31 March 2012 |