SFC Licences of CHO Jung Hyung 趙正衡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Excelsior Capital Asia (HK) Limited 溢盛亞洲投資管理有限公司 | RE | 9 | 04 September 2018 | 31 May 2019 |
| Excelsior Capital Asia (HK) Limited 溢盛亞洲投資管理有限公司 | RE | 4 | 04 September 2018 | 31 May 2019 |
| W2 Asset Management (HK) Limited 智方資產管理有限公司 | RE | 9 | 14 August 2009 | 09 March 2012 |
| Merrill Lynch Far East Limited | RE | 1 | 01 June 2007 | 27 May 2009 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 01 June 2007 | 27 May 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 June 2007 | 27 May 2009 |