SFC Licenceholders of Shanggu Securities Limited 上古證券有限公司
- info@shangguhk.com
- Website
- www.shangguhk.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHENG Dickson 鄭迪舜 | RO | 6 | 05 February 2018 | 31 December 2021 |
| CHENG Dickson 鄭迪舜 | RO | 4 | 05 February 2018 | 31 December 2021 |
| CHENG Dickson 鄭迪舜 | RO | 1 | 05 February 2018 | 31 December 2021 |
| CHIU Chun Po 趙振甫 | RE | 6 | 13 September 2018 | 24 April 2020 |
| CHIU Chun Po 趙振甫 | RE | 4 | 13 September 2018 | 24 April 2020 |
| CHIU Chun Po 趙振甫 | RE | 1 | 13 September 2018 | 24 April 2020 |
| HAN Xu 韓旭 | RO | 6 | 09 April 2021 | |
| HAN Xu 韓旭 | RO | 4 | 09 April 2021 | |
| HAN Xu 韓旭 | RO | 1 | 09 April 2021 | |
| LEUNG Wai Nam 梁偉南 | RO | 6 | 05 February 2018 | |
| LEUNG Wai Nam 梁偉南 | RO | 4 | 05 February 2018 | |
| LEUNG Wai Nam 梁偉南 | RO | 1 | 05 February 2018 | |
| LI Kwok Tai, James 李國泰 | RO | 6 | 31 August 2018 | 16 April 2023 |
| LI Kwok Tai, James 李國泰 | RO | 1 | 31 August 2018 | 16 April 2023 |
| LI Kwok Tai, James 李國泰 | RE | 4 | 22 June 2018 | 16 April 2023 |
| LI Kwok Tai, James 李國泰 | RE | 6 | 22 June 2018 | 31 August 2018 |
| LI Kwok Tai, James 李國泰 | RE | 1 | 22 June 2018 | 31 August 2018 |
| MAN Chi Yu Alissa 文志妤 | RE | 6 | 01 August 2018 | |
| MAN Chi Yu Alissa 文志妤 | RE | 4 | 01 June 2018 | |
| MAN Chi Yu Alissa 文志妤 | RE | 1 | 01 June 2018 | |
| O' YANG Wiley 歐陽偉立 | RO | 6 | 05 February 2018 | |
| O' YANG Wiley 歐陽偉立 | RO | 1 | 05 February 2018 |