SFC Licenceholders of Coller Capital (Hong Kong) Limited
- cccompliance@collercapital.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HAN Ji Eun 韓知恩 | RE | 4 | 13 January 2021 | |
| HAN Ji Eun 韓知恩 | RE | 1 | 13 January 2021 | |
| HAO Siyuan 郝思遠 | RE | 1 | 19 October 2022 | 08 January 2024 |
| HAO Siyuan 郝思遠 | RE | 4 | 19 October 2022 | 08 January 2024 |
| HOR Kenneth Kong Jie 何恭杰 | RE | 4 | 17 August 2020 | 31 March 2022 |
| HOR Kenneth Kong Jie 何恭杰 | RE | 1 | 17 August 2020 | 31 March 2022 |
| JUN Joon Sang | RE | 1 | 06 August 2020 | |
| JUN Joon Sang | RE | 4 | 06 August 2020 | |
| KIM Peter Junho | RO | 4 | 29 May 2023 | |
| KIM Peter Junho | RO | 1 | 29 May 2023 | |
| KIM Peter Junho | RO | 4 | 15 January 2021 | 15 July 2021 |
| KIM Peter Junho | RO | 1 | 15 January 2021 | 15 July 2021 |
| KUO Kan-Ying 郭侃穎 | RE | 4 | 17 August 2020 | |
| KUO Kan-Ying 郭侃穎 | RE | 1 | 17 August 2020 | |
| LAI Wendy Shi Lin | RE | 4 | 03 August 2023 | |
| LAI Wendy Shi Lin | RE | 1 | 03 August 2023 | |
| LAMB Helen Louise | RO | 4 | 28 August 2019 | |
| LAMB Helen Louise | RO | 1 | 28 August 2019 | |
| LI Zhiqi 李知其 | RE | 4 | 29 November 2022 | 08 January 2024 |
| LI Zhiqi 李知其 | RE | 1 | 07 November 2022 | 08 January 2024 |
| LIN Kai 林凱 | RE | 1 | 06 August 2020 | |
| LIN Kai 林凱 | RE | 4 | 06 August 2020 | |
| MA Nathan Hin Che 馬衍致 | RE | 4 | 07 November 2022 | |
| MA Nathan Hin Che 馬衍致 | RE | 1 | 07 November 2022 | |
| TEJPAL Ashish 唐翺森 | RE | 1 | 28 July 2023 | 08 January 2024 |
| TEJPAL Ashish 唐翺森 | RE | 4 | 28 July 2023 | 08 January 2024 |
| TSE Karen Ka Yan 謝嘉茵 | RE | 1 | 17 August 2020 | |
| TSE Karen Ka Yan 謝嘉茵 | RE | 4 | 17 August 2020 | |
| WANG Hansen 王瀚森 | RE | 1 | 03 August 2021 | |
| WANG Hansen 王瀚森 | RE | 4 | 03 August 2021 | |
| YANG Zhan 楊戰 | RO | 4 | 28 August 2019 | |
| YANG Zhan 楊戰 | RO | 1 | 28 August 2019 | |
| YEA William David | RE | 4 | 17 August 2020 | |
| YEA William David | RE | 1 | 17 August 2020 | |
| ZHANG Chi 張弛 | RE | 1 | 29 July 2021 | 13 October 2022 |
| ZHANG Chi 張弛 | RE | 4 | 29 July 2021 | 13 October 2022 |
| ZHAO Xiaotian 趙晓天 | RE | 4 | 29 July 2021 | 30 March 2022 |
| ZHAO Xiaotian 趙晓天 | RE | 1 | 03 August 2021 | 30 March 2022 |