SFC Licences of TSE Karen Ka Yan 謝嘉茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Coller Capital (Hong Kong) Limited | RE | 4 | 17 August 2020 | |
| Coller Capital (Hong Kong) Limited | RE | 1 | 17 August 2020 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 31 May 2013 | 15 April 2016 |