SFC Licences of THOMAS Robert Heriot Lindsay
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 | RO | 5 | 23 December 2011 | |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 | RO | 5 | 14 June 2006 | 13 October 2009 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 | RO | 5 | 01 April 2003 | 18 October 2004 |
| Platinum Securities Company Limited 百德能證券有限公司 | RO | 4 | 01 April 2003 | 18 October 2004 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 | RO | 6 | 01 April 2003 | 18 October 2004 |
| Platinum Securities Company Limited 百德能證券有限公司 | RO | 9 | 01 April 2003 | 18 October 2004 |
| Platinum Securities Company Limited 百德能證券有限公司 | RO | 6 | 01 April 2003 | 18 October 2004 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 | RO | 9 | 01 April 2003 | |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 | RO | 4 | 01 April 2003 |