SFC Licences of TAM Kwok Wai, Jack 譚國偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Afflux Securities Limited 上高證券有限公司 RO 2 14 November 2018 15 October 2019
Afflux Securities Limited 上高證券有限公司 RO 1 14 November 2018 15 October 2019
Quam Securities Limited 華富建業證券有限公司 RO 2 31 May 2016 30 June 2016
Quam Securities Limited 華富建業證券有限公司 RO 1 31 May 2016 30 June 2016
Quam Securities Limited 華富建業證券有限公司 RE 4 27 April 2016 30 June 2016
Quam Securities Limited 華富建業證券有限公司 RE 2 27 April 2016 31 May 2016
Quam Securities Limited 華富建業證券有限公司 RE 1 27 April 2016 31 May 2016
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 27 March 2015 16 September 2015
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RO 3 28 April 2014 16 September 2015
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RO 1 28 April 2014 16 September 2015
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RO 2 28 April 2014 16 September 2015
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RO 1 28 April 2014 16 September 2015
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 01 April 2003 28 April 2014
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 01 April 2003 28 April 2014
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 01 April 2003 28 April 2014
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 01 April 2003 19 August 2013
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 9 01 April 2003 10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 6 01 April 2003 10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 01 April 2003 10 September 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 9 01 April 2003 10 September 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 5 01 April 2003 10 September 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 5 01 April 2003 10 September 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 9 01 April 2003 10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 7 01 April 2003 02 September 2003