SFC Licences of LI Sing Wa 李成華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hantec Securities Co. Limited 亨達證券有限公司 RO 1 07 April 2022
Hantec Securities Co. Limited 亨達證券有限公司 RE 1 16 March 2022 07 April 2022
Tianda Securities Limited 天大証券有限公司 RO 4 24 December 2021 29 January 2022
Tianda Securities Limited 天大証券有限公司 RO 2 18 January 2016 16 August 2016
Tianda Securities Limited 天大証券有限公司 RO 1 08 December 2015 29 January 2022
Tianda Securities Limited 天大証券有限公司 RE 2 08 December 2015 18 January 2016
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 5 14 October 2011 30 October 2015
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 2 14 October 2011 30 October 2015
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RO 5 15 March 2011 14 October 2011
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RO 2 15 March 2011 14 October 2011
Delta Asia Securities Limited 滙業證券有限公司 RO 4 14 January 2005 30 October 2015
Delta Asia Securities Limited 滙業證券有限公司 RO 1 14 January 2005 30 October 2015
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 5 28 October 2004 15 March 2011
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 2 01 April 2003 15 March 2011
Delta Asia Securities Limited 滙業證券有限公司 RE 1 01 April 2003 14 January 2005
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 9 01 April 2003 07 May 2004
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 5 01 April 2003 07 May 2004
Delta Asia Securities Limited 滙業證券有限公司 RE 9 01 April 2003 07 May 2004
Delta Asia Securities Limited 滙業證券有限公司 RE 6 01 April 2003 07 May 2004
Delta Asia Securities Limited 滙業證券有限公司 RE 4 01 April 2003 07 May 2004
Delta Asia Securities Limited 滙業證券有限公司 RE 7 01 April 2003 07 November 2003