SFC Licences of AU Chong Kit, Stanley 區宗傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 | RO | 3 | 23 December 2011 | 21 September 2020 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 | RO | 6 | 01 April 2003 | 14 January 2005 |
| Delta Asia Securities Limited 滙業證券有限公司 | RO | 6 | 01 April 2003 | 14 January 2005 |
| Delta Asia Securities Limited 滙業證券有限公司 | RO | 9 | 01 April 2003 | 14 January 2005 |
| Delta Asia Securities Limited 滙業證券有限公司 | RO | 7 | 01 April 2003 | 07 November 2003 |
| Sun Delta Securities Limited 匯業三陽證券有限公司 | RO | 1 | 01 April 2003 | 18 September 2003 |
| Sun Delta Securities Limited 匯業三陽證券有限公司 | RO | 9 | 01 April 2003 | 18 September 2003 |
| Sun Delta Securities Limited 匯業三陽證券有限公司 | RO | 4 | 01 April 2003 | 18 September 2003 |
| Sun Delta Securities Limited 匯業三陽證券有限公司 | RO | 6 | 01 April 2003 | 18 September 2003 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 | RO | 4 | 01 April 2003 | |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 | RO | 9 | 01 April 2003 | |
| Delta Asia Securities Limited 滙業證券有限公司 | RO | 1 | 01 April 2003 | |
| Delta Asia Securities Limited 滙業證券有限公司 | RO | 4 | 01 April 2003 |