SFC Licences of KWOK Ana 郭安妮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 10 March 2004 | 07 August 2010 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 10 March 2004 | 07 August 2010 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 April 2003 | 09 March 2004 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 09 March 2004 |
| CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 09 March 2004 |
| CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 09 March 2004 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 01 April 2003 | 09 March 2004 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 5 | 01 April 2003 | 09 March 2004 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 9 | 01 April 2003 | 09 March 2004 |