SFC Licences of LI Kwok Hung 李國雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司	RO	9	06 September 2011	31 December 2012
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司	RO	4	06 September 2011	31 December 2012
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司	RO	9	31 May 2010	31 December 2010
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司	RO	4	31 May 2010	31 December 2010
First Shanghai Futures Limited 第一上海期貨有限公司	RO	2	01 April 2003	30 June 2010
First Shanghai Securities Limited 第一上海證券有限公司	RO	9	01 April 2003	30 June 2010
First Shanghai Futures Limited 第一上海期貨有限公司	RO	9	01 April 2003	30 June 2010
First Shanghai Futures Limited 第一上海期貨有限公司	RO	5	01 April 2003	30 June 2010
First Shanghai Securities Limited 第一上海證券有限公司	RO	6	01 April 2003	30 June 2010
First Shanghai Securities Limited 第一上海證券有限公司	RO	4	01 April 2003	30 June 2010
First Shanghai Securities Limited 第一上海證券有限公司	RO	1	01 April 2003	30 June 2010
First Shanghai Futures Limited 第一上海期貨有限公司	RO	7	01 April 2003	05 September 2003
First Shanghai Securities Limited 第一上海證券有限公司	RO	7	01 April 2003	02 September 2003