SFC Licences of LAU Che Wah 劉志華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司
RE 2 17 January 2012
BOCI Securities Limited 中銀國際證券有限公司
RE 1 05 October 2007
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司
RE 1 27 September 2005 29 September 2007
HSBC Securities (Asia) Limited
RE 1 27 September 2005 14 November 2005
Instinet Alpha Trading Limited 極訊香港有限公司
Instinet Pacific Limited 極訊亞太有限公司
RO 1, 4, 7 01 April 2003 26 September 2005
Instinet Pacific Limited 極訊亞太有限公司
Instinet Alpha Trading Limited 極訊香港有限公司
RO 6, 9 01 April 2003 15 September 2004