SFC Licences of LAU Che Wah 劉志華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
RE | 2 | 17 January 2012 | |
| BOCI Securities Limited 中銀國際證券有限公司 |
RE | 1 | 05 October 2007 | |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RE | 1 | 27 September 2005 | 29 September 2007 |
| HSBC Securities (Asia) Limited |
RE | 1 | 27 September 2005 | 14 November 2005 |
| Instinet Alpha Trading Limited 極訊香港有限公司 Instinet Pacific Limited 極訊亞太有限公司 |
RO | 1, 4, 7 | 01 April 2003 | 26 September 2005 |
| Instinet Pacific Limited 極訊亞太有限公司 Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | 6, 9 | 01 April 2003 | 15 September 2004 |