SFC Licences of MAK Shiu Ki 麥兆岐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Research Limited 中銀國際研究有限公司 | RO | 4 | 06 September 2011 | |
BOCI Asset Management Limited 中銀國際資產管理有限公司 | RO | 4 | 28 October 2009 | 30 June 2014 |
BOCI Securities Limited 中銀國際證券有限公司 | RO | 2 | 28 November 2005 | |
BOCI Securities Limited 中銀國際證券有限公司 | RO | 4 | 01 March 2004 | |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 01 April 2003 | 27 January 2011 |
BOCI Bullion Company Limited 中銀國際金業有限公司 | RO | 1 | 01 April 2003 | 31 December 2006 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 5 | 01 April 2003 | 12 January 2004 |
BOCI Bullion Company Limited 中銀國際金業有限公司 | RO | 7 | 01 April 2003 | 12 January 2004 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 9 | 01 April 2003 | 12 January 2004 |
BOCI Securities Limited 中銀國際證券有限公司 | RO | 1 | 01 April 2003 |