SFC Licences of LAW Po Chi 羅寶芝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 | RO | 1 | 13 June 2018 | 18 December 2021 |
| Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 | RO | 9 | 04 October 2016 | 18 December 2021 |
| Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 | RO | 4 | 04 October 2016 | 18 December 2021 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 | RO | 1 | 01 April 2003 | 08 September 2016 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 | RO | 9 | 01 April 2003 | 08 September 2016 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 | RO | 4 | 01 April 2003 | 20 June 2003 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 | RO | 6 | 01 April 2003 | 20 June 2003 |