SFC Licences of LAU Kin Wing, Ken 劉建荣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prestige Asset Management Limited 盛德資產管理有限公司 RO 4 22 May 2019 30 June 2020
Prestige Asset Management Limited 盛德資產管理有限公司 RO 9 28 March 2019 30 June 2020
Prestige Securities Limited 盛德證券有限公司 RE 4 22 February 2019 30 June 2020
Prestige Securities Limited 盛德證券有限公司 RE 1 22 February 2019 30 June 2020
Prestige Asset Management Limited 盛德資產管理有限公司 RE 9 22 February 2019 28 March 2019
BTL Asset Management Company Limited 銀信資產管理有限公司 RO 9 19 November 2018 03 January 2019
BTL Asset Management Company Limited 銀信資產管理有限公司 RE 4 16 August 2018 03 January 2019
BTL Asset Management Company Limited 銀信資產管理有限公司 RE 1 16 August 2018 03 January 2019
BTL Asset Management Company Limited 銀信資產管理有限公司 RE 9 16 August 2018 19 November 2018
Tairos Investment Management Company Limited 泰萊投資管理有限公司 RE 9 20 April 2018 31 May 2018
Tairos Investment Management Company Limited 泰萊投資管理有限公司 RE 4 20 April 2018 31 May 2018
BTL Asset Management Company Limited 銀信資產管理有限公司 RE 4 29 September 2016 06 April 2018
BTL Asset Management Company Limited 銀信資產管理有限公司 RE 1 29 September 2016 06 April 2018
BTL Asset Management Company Limited 銀信資產管理有限公司 RE 9 24 August 2016 06 April 2018
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 12 June 2012 07 June 2013
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 06 March 2012 07 June 2013
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 06 March 2012 07 June 2013