SFC Licences of WONG Yu Chiu 黃宇超

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 RO 4 23 February 2024
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 RO 1 23 February 2024
Cepaalliance Asset Management Limited 世博資產管理有限公司 RO 9 16 October 2019
Cepa Alliance Securities Limited 世博證券有限公司 RO 4 23 August 2012
Cepa Alliance Securities Limited 世博證券有限公司 RO 1 12 October 2011
Beijing Securities Limited 北京證券有限公司 RO 2 14 March 2011 31 July 2011
Beijing Securities Limited 北京證券有限公司 RO 4 09 August 2010 31 July 2011
Beijing Securities Limited 北京證券有限公司 RO 1 09 August 2010 31 July 2011
Beijing Securities Limited 北京證券有限公司 RE 4 19 July 2010 09 August 2010
Beijing Securities Limited 北京證券有限公司 RE 1 19 July 2010 09 August 2010
Interchina Securities Limited 國中證券有限公司 RO 1 01 April 2003 16 July 2010
Interchina Futures Limited 國中期貨有限公司 RO 2 01 April 2003 16 July 2010
Interchina Securities Limited 國中證券有限公司 RO 4 01 April 2003 14 January 2004
Interchina Futures Limited 國中期貨有限公司 RO 9 01 April 2003 14 January 2004
Interchina Securities Limited 國中證券有限公司 RO 9 01 April 2003 14 January 2004
Interchina Futures Limited 國中期貨有限公司 RO 5 01 April 2003 14 January 2004
Interchina Securities Limited 國中證券有限公司 RO 6 01 April 2003 14 January 2004