SFC Licences of LIU Sai Kwong 廖世光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
DT Securities & Futures Co. Limited 大田證券期貨有限公司	RO	1	22 September 2022
Carlyon Securities Limited 格理昂證券有限公司	RO	1	21 July 2017	08 February 2021
Goldin Equities Limited 高銀(證券)有限公司	RO	1	05 July 2016	31 March 2017
Upbest Securities Company Limited 美建證券有限公司	RE	1	12 January 2016	30 June 2016
Vantage New Generation Securities Limited 新世代證券有限公司	RE	1	01 August 2013	24 December 2015
China Finance KAB Limited 中金三甲證券有限公司	RO	1	02 February 2012	31 July 2013
China Finance KAB Limited 中金三甲證券有限公司	RE	1	15 December 2011	02 February 2012
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司	RO	1	15 November 2004	02 December 2011
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司	RE	1	14 October 2004	15 November 2004
Yicko Securities Limited 益高證券有限公司	RE	1	01 April 2003	13 October 2004
Yicko Securities Limited 益高證券有限公司	RE	4	01 April 2003	19 July 2004
Yicko Securities Limited 益高證券有限公司	RE	6	01 April 2003	19 July 2004
Yicko Securities Limited 益高證券有限公司	RE	9	01 April 2003	19 July 2004