SFC Licences of LEE Wong, Tommy 李旺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 06 May 2021 | 27 August 2021 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 06 May 2021 | 27 August 2021 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 07 August 2003 | 16 April 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 07 August 2003 | 16 April 2021 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 4 | 01 April 2003 | 07 August 2003 |
| Upbest Commodities Company Limited 美建期貨有限公司 | RE | 9 | 01 April 2003 | 07 August 2003 |
| Upbest Commodities Company Limited 美建期貨有限公司 | RE | 2 | 01 April 2003 | 07 August 2003 |
| Upbest Commodities Company Limited 美建期貨有限公司 | RE | 5 | 01 April 2003 | 07 August 2003 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 1 | 01 April 2003 | 07 August 2003 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 9 | 01 April 2003 | 07 August 2003 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 6 | 01 April 2003 | 07 August 2003 |