SFC Licences of SHUM Kai Chun 岑啟臻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CC Kingdom Corporate Finance Limited 邁進國權資本有限公司 | RE | 6 | 08 December 2022 | |
| Black Marble Securities Limited 貝格隆証券有限公司 | RO | 1 | 15 July 2015 | 04 June 2016 |
| Black Marble Securities Limited 貝格隆証券有限公司 | RE | 1 | 06 July 2015 | 15 July 2015 |
| Tianda Securities Limited 天大証券有限公司 | RO | 1 | 30 January 2015 | 26 March 2015 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 19 January 2005 | 06 November 2012 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 1 | 01 April 2003 | 19 January 2005 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 4 | 01 April 2003 | 19 January 2005 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 6 | 01 April 2003 | 19 January 2005 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 9 | 01 April 2003 | 19 January 2005 |