SFC Licences of KAM Pak Wah, Franklin 金百華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 | RO | 9 | 12 May 2017 | 10 August 2017 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 | RO | 4 | 12 May 2017 | 10 August 2017 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 | RO | 1 | 12 May 2017 | 10 August 2017 |
| Cape Asset Management Limited 海角資產管理有限公司 | RO | 9 | 23 December 2016 | 07 March 2024 |
| Cape Asset Management Limited 海角資產管理有限公司 | RO | 4 | 23 December 2016 | 07 March 2024 |
| Cape Asset Management Limited 海角資產管理有限公司 | RE | 9 | 18 July 2011 | 23 December 2016 |
| Cape Asset Management Limited 海角資產管理有限公司 | RE | 4 | 18 July 2011 | 23 December 2016 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 12 July 2005 | 04 May 2011 |
| HSBC Securities (Asia) Limited | RE | 1 | 01 April 2003 | 07 April 2005 |
| HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 09 December 2003 |
| HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 09 December 2003 |
| HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 09 December 2003 |