SFC Licences of TAI Kwok Keung 戴國強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lumineux Securities Limited 世傳證券有限公司 RO 4 27 February 2020 05 July 2020
Lumineux Securities Limited 世傳證券有限公司 RO 1 27 February 2020 05 July 2020
Lumineux Asset Management Limited 世傳資產管理有限公司 RO 9 15 January 2020 05 July 2020
Leeds Securities Investment Limited 競富證券金融有限公司 RO 1 20 September 2018 28 June 2019
Leeds Fund International Limited 競富基金國際有限公司 RO 9 25 September 2017 24 May 2019
Leeds Fund International Limited 競富基金國際有限公司 RO 4 25 September 2017 24 May 2019
Supreme China Securities Limited 智華證券有限公司 RO 1 10 October 2014 30 June 2016
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 RO 2 06 November 2012 02 July 2014
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RO 1 06 November 2012 02 July 2014
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 RE 2 04 October 2012 06 November 2012
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 1 04 October 2012 06 November 2012
CMBC International Futures Company Limited 民銀國際期貨有限公司 RO 2 20 September 2011 15 September 2012
CMBC Securities Company Limited 民銀證券有限公司 RO 1 20 September 2011 15 September 2012
CMBC International Futures Company Limited 民銀國際期貨有限公司 RE 2 01 September 2011 20 September 2011
CMBC Securities Company Limited 民銀證券有限公司 RE 1 01 September 2011 20 September 2011
Oriental Wealth Futures Limited 東方滙富期貨有限公司 RO 2 06 January 2011 28 August 2011
Oriental Wealth Futures Limited 東方滙富期貨有限公司 RO 2 18 June 2009 12 February 2010
Oriental Wealth Securities Limited 東方滙富證券有限公司 RO 1 05 September 2008 28 August 2011
Enlighten Securities Limited 名匯證券有限公司 RE 1 16 February 2007 29 August 2008
CVP Securities Limited 星火證券有限公司 RO 1 30 August 2004 15 May 2005
CVP Securities Limited 星火證券有限公司 RE 1 11 August 2004 30 August 2004
Beijing Securities Limited 北京證券有限公司 RE 1 11 September 2003 23 June 2004
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 9 01 April 2003 10 September 2003
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 6 01 April 2003 10 September 2003
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 4 01 April 2003 10 September 2003
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 1 01 April 2003 10 September 2003