SFC Licences of WONG Hoi Ming, Edmond 黃海明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 20 September 2011 | 17 December 2011 |
Oriental Wealth Securities Limited 東方滙富證券有限公司 | RE | 1 | 05 November 2008 | 17 September 2011 |
Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 08 September 2006 | 31 October 2008 |
CVP Securities Limited 星火證券有限公司 | RE | 1 | 22 August 2005 | 04 September 2006 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 01 April 2003 | 20 August 2005 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 01 April 2003 | 04 November 2004 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 9 | 01 April 2003 | 04 November 2004 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 6 | 01 April 2003 | 04 November 2004 |