SFC Licences of WONG Hoi Ming, Edmond 黃海明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMBC Securities Company Limited 民銀證券有限公司 RE 1 20 September 2011 17 December 2011
Oriental Wealth Securities Limited 東方滙富證券有限公司 RE 1 05 November 2008 17 September 2011
Enlighten Securities Limited 名匯證券有限公司 RE 1 08 September 2006 31 October 2008
CVP Securities Limited 星火證券有限公司 RE 1 22 August 2005 04 September 2006
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 1 01 April 2003 20 August 2005
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 4 01 April 2003 04 November 2004
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 9 01 April 2003 04 November 2004
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 6 01 April 2003 04 November 2004