SFC Licences of LIU Shui Wing, Edmond 廖瑞榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 15 January 2010 | 27 January 2014 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 15 April 2008 | 09 December 2009 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 06 March 2007 | 31 March 2008 |
| Lehin Securities Limited 利興股票有限公司 | RE | 1 | 03 January 2005 | 26 February 2007 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 | RE | 1 | 01 April 2003 | 16 December 2004 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 | RE | 9 | 01 April 2003 | 11 February 2004 |