SFC Licences of CHAN Sau Ying, Doris 陳秀瑛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司	RE	2	16 September 2021
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	4	16 September 2021
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	16 September 2021
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	5	22 November 2004	01 September 2021
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	2	22 November 2004	01 September 2021
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	1	01 April 2003	01 September 2021
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	4	01 April 2003	01 September 2021
RBC Futures Services (Asia) Limited	RE	2	01 April 2003	30 September 2005
RBC Futures Services (Asia) Limited	RE	5	01 April 2003	30 September 2005
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	9	01 April 2003	17 February 2004
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	6	01 April 2003	17 February 2004
RBC Futures Services (Asia) Limited	RE	9	01 April 2003	18 June 2003