SFC Licences of LO Ying Lun 勞應麟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 2 | 03 May 2021 | 22 July 2023 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 03 May 2021 | 22 July 2023 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 | RE | 2 | 10 May 2005 | 30 April 2021 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 | RE | 1 | 25 January 2005 | 30 April 2021 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 | RE | 2 | 21 October 2004 | 05 January 2005 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 17 November 2003 | 05 January 2005 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 1 | 17 November 2003 | 05 January 2005 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 01 April 2003 | 12 November 2003 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 6 | 01 April 2003 | 06 November 2003 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 4 | 01 April 2003 | 06 November 2003 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 9 | 01 April 2003 | 06 November 2003 |